The Institutional Investing Enhancement LLC Code of Ethics

incorporates the following by reference.
As the Founder/Consultant, Stephen (Steve) Deutsch is:

• a Chartered Financial Analyst (CFA), I am governed by the CFA Institute’s Code of Ethics and Standards of Professional Conduct: https://www.cfainstitute.org/en/ethicsstandards/ethics/code-of-ethics-standards-of-conduct-guidance




• a Certified Financial Planner (CFP), I follow the CFP Board’s Code of Ethics and Standards of Conduct: https://www.cfp.net/ethics/code-of-ethics-and-standards-of-conduct




• a Financial Risk Manager (FRM), I abide by the Global Association of Risk Professionals (GARP) Code of Conduct: https://www.garp.org/code-of-conduct#:~:text=GARP%20Members%20shall%20act%20with,of%20the%20risk%20management%20profession




• a Chartered Alternative Investment Analyst (CAIA), I fully abide by the CAIA Association Code of Ethics: https://caia.org/policy




• a Certified Treasury Professional (CTP), I belong to the Association for Financial Professionals and observe the standards of ethical conduct: https://ctpcert.afponline.org/before-you-apply/ethical-conduct




• a Society for Human Resource Management – Senior Certified Professional (SHRM-SCP), I follow the SHRM Code of Ethics: https://www.shrm.org/about-shrm/pages/code-of-ethics.aspx




• a Retirement Plans Associate (RPA), I am governed by the International Society of Certified Employee Benefit Specialists’ (ISCEBS) Principles of Conduct: https://www.iscebs.org/About/Pages/PrinciplesofConduct.aspx

   

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